Dan K. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Kaye Green, who also goes by Dan K Green, Dan Green, Danny Kaye Green, was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1984. Dan had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2015 - March 1, 2018
CANTOR FITZGERALD & CO.
June 15, 1999 - October 18, 2013
FHN FINANCIAL SECURITIES CORP.
February 1, 1997 - June 18, 1998
INVEST FINANCIAL CORPORATION
May 22, 1996 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
January 10, 1994 - May 22, 1996
ICBA SECURITIES
January 3, 1994 - May 22, 1996
VINING-SPARKS IBG, LLC
June 3, 1992 - January 18, 1994
MORGAN KEEGAN & COMPANY, LLC
January 1, 1991 - June 3, 1992
VINING-SPARKS IBG, LLC
August 17, 1989 - June 3, 1992
ICBA SECURITIES
July 21, 1989 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
December 19, 1988 - August 1, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
March 22, 1984 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
