JN
John J. Nastasi
PARK AVENUE SECURITIES LLC
Fort Myers, FL 33912
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CRD#: 1246595
JN
Professional summary
John J Nastasi, who also goes by John Joseph Nastasi, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Fort Myers, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. John has worked at 5 firms and has passed the Series 63, SIE, Series 52, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Joseph Nastasi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Musician-Perform music at various venues throughout the region. Also act as music director at Our Lady of Lourdes church in Venice Florida on the weekends and religious holidays. Recording and sale of music CDs,. Start: 04/01/2011, Address: Various, 24 non bus hrs per month, Not investment related, 2. Rental Properties-Rental of properties owned in LLC (Nastasi LLC), Start: 04/01/2011, Address: 7168 Columbia Circle Fort Myers FL 33908, 8 non bus hrs per month, Investment related, 3. Free Pain Clinic Board-Board member of a not for profit Free Pain Clinic, Start: 02/01/2018, Address: 6842 International Center Blvd, Fort Myers, FL 33912, 3 non bus hrs per month, Not investment related, 4) Heart Wonders Partnership-Partnership for Music group. Provides music for Assisted Living and related venues, Start: 02/01/2023, Address: 7168 Columbia Circle Ft. Myers FL 33908, 6 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 5) Successor Trustee of Weiss Special Needs Trust, Start: 03/22/2024, Address: 60 Valley View Terrace, Montvale NJ 07645, 0 total hours per month, Not investment related, No Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view John J Nastasi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John J Nastasi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 14021 Metropolis Ave., Fort Myers, FL 33912RIA
BD
CRD#: 46173
Fort Myers, FL
Current
April 8, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 14021 Metropolis Ave., Fort Myers, FL 33912RIA
BD
CRD#: 46173
Fort Myers, FL
Past
June 25, 1996 - March 31, 2005
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
FORT MYERS, FL
Past
June 21, 1996 - March 31, 2005
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
October 15, 1993 - May 3, 1996
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
April 17, 1989 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Past
March 23, 1984 - December 10, 1984
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/8/2005)
IAR
Florida(5/31/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/13/1997
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Fort Myers, FL 33912TRUST BUT VERIFY
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