Wayne H. Vandeusen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Howard Vandeusen was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1984. Wayne had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - October 9, 2012
ECUSA, LLC
May 26, 2011 - October 21, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 16, 2011 - December 31, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 8, 1998 - April 1, 2020
CAPITAL INVESTMENT MANAGEMENT, INC
April 17, 1995 - May 16, 2011
SECURITIES AMERICA, INC.
March 15, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 15, 1984 - May 10, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ECUSA, LLC
CRD#: 157711 / SEC#:
Contact information
Red Flags
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