Bryan S. Behrens
Professional summary
Bryan Scott Behrens was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bryan is a previously registered financial advisor and started their career in finance in 1984. Prior to being barred, Bryan had worked at 9 firms, which includes SUNSET FINANCIAL SERVICES INC., SECURIAN FINANCIAL SERVICES INC., CADARET GRANT & CO. INC., PINEBRIDGE SECURITIES LLC, CUNA BROKERAGE SERVICES INC., CENTURY INVESTORS OF AMERICA INC., TOUCHSTONE SECURITIES INC., SIGNATOR INVESTORS INC., PAMCO SECURITIES AND INSURANCE SERVICES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2000 - December 20, 2007
SUNSET FINANCIAL SERVICES, INC.
June 1, 2000 - December 20, 2007
SUNSET FINANCIAL SERVICES, INC.
April 23, 1998 - June 1, 2000
SECURIAN FINANCIAL SERVICES, INC.
January 2, 1998 - April 8, 1998
CADARET, GRANT & CO., INC.
October 20, 1995 - January 2, 1998
PINEBRIDGE SECURITIES LLC
October 8, 1993 - August 16, 1995
CUNA BROKERAGE SERVICES, INC.
March 30, 1992 - October 26, 1993
CENTURY INVESTORS OF AMERICA, INC.
October 10, 1988 - February 13, 1992
TOUCHSTONE SECURITIES, INC.
October 29, 1987 - September 20, 1988
SIGNATOR INVESTORS, INC.
September 17, 1987 - October 14, 1987
PAMCO SECURITIES AND INSURANCE SERVICES
March 15, 1984 - October 8, 1987
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSET FINANCIAL SERVICES, INC.
CRD#: 3538 / SEC#: 801-71636, 8-14148
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KANSAS CITY LIFE INSURANCE COMPANY, INC. | PARENT COMPANY - OWNER | |
| ALVEY, DANIEL D'ANGELO | FINOP | 8114927 |
| BIXBY, ROBERT PHILIP | DIRECTOR | 2109740 |
| BIXBY, WALTER EDWIN III | DIRECTOR | 2687392 |
| BRANDT, JANICE LEE | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER BROKER/DEALER | 3232016 |
| DENNEY, SUSANNA JAYNE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER | 2467520 |
| LAIRD, DAVID ARNOLD | DIRECTOR | |
| MASON, ALAN CRAIG JR | SECRETARY, DIRECTOR | |
| MILTON, MARK ALAN | DIRECTOR | 2155553 |
| NOGALSKI, JOHN LOUIS | VICE PRESIDENT, TAXES | 8083220 |
| PEIL, KRISTEN MICHELLE | AVP | 2438293 |
| PIEPER, JENNIFER KAY | VICE PRESIDENT, TREASURER & CONTROLLER | 7832157 |
| ULLOM, KELLY TODD | PRESIDENT / DIRECTOR | 1569201 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
Red Flags
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