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JJ

Jeff Steven Johnson

CRD# 1246157·Registered 1984 - 2011
Previously Registered: Being a previously registered professional could mean that Jeff is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeff Steven Johnson was a registered financial advisor. Jeff was a previously registered financial professional and started their career in finance 1984 - 2011. Jeff had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

U.S. BROKERAGE, INC.·CRD# 39307
BD
Huntsville, AL
January 24, 2008 - February 16, 2011
STONEX SECURITIES INC.·CRD# 18456
BD
Huntsville, AL
May 15, 2002 - December 11, 2007
AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
November 30, 1993 - May 15, 2002
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Bedminster, NJ
November 22, 1993 - November 23, 1993
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
November 20, 1989 - October 26, 1993
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Birmingham, AL
May 8, 1989 - November 6, 1989
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
March 22, 1984 - April 4, 1989

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Current Firm

UB
U.S. BROKERAGE, INC.

U.S. BROKERAGE, INC. | U.S. DISCOUNT BROKERAGE, INC.

CRD#: 39307 / SEC#: 8-48635
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

6250 Shiloh Rd, Ste 30 Room 4, Alpharetta, GA 30005

Mailing Address

6250 Shiloh Rd, Ste 30 Room 4, Alpharetta, GA 30005

Phone Number

(404) 840-2549

Established

Ohio since 08/28/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RANDMEMBER—
KLIMER, NORBERT CHRISTOPHERINVESTOR2803328
MASTERS, KEVIN CRAWFORDFINOP/PFO/POO, CEO, CHIEF COMPLIANCE OFFICER2730013

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1984About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1984About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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