Mark A. Quinn

GREENFIELD FINANCIAL SERVICES

Coventry, CT

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CRD#: 1246087

Professional summary

Mark Andrew Quinn is a registered financial advisor currently at GREENFIELD FINANCIAL SERVICES, LLC located in Coventry, Connecticut.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Quinn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2012 - Present

GREENFIELD FINANCIAL SERVICES, LLC

RIA

CRD#: 166095

Coventry, CT

Past

August 15, 2006 - December 21, 2012

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

FT. LAUDERDALE, FL

Past

August 8, 2005 - August 15, 2006

KOVACK SECURITIES INC.

RIA

CRD#: 44848

COVENTRY, CT

Past

January 2, 2004 - December 21, 2012

KOVACK SECURITIES INC.

CRD#: 44848

COVENTRY, CT

Past

July 31, 1993 - February 27, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 9, 1991 - February 27, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WESTPORT, CT

Past

December 24, 1986 - February 20, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

August 2, 1986 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 11, 1986 - December 24, 1986

AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.

CRD#: 11176

Past

January 18, 1985 - July 21, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

January 18, 1985 - February 20, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 22, 1984 - January 1, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/8/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Current Firm

GREENFIELD FINANCIAL SERVICES, LLC

GREENFIELD FINANCIAL SERVICES, LLC | QUINN, MARK A.

CRD#: 166095 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/10/2012 Approved)

New York

Registered Investment Advisory firm - (11/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Vero Beach, FL

Mailing Address

Phone number

(203) 454-8844

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 2,510,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Quinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Quinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

KOVACK SECURITIES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

LEHMAN BROTHERS INC.

AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/1992

Series 63

Date: 5/10/1984

Series 3

Date: 2/8/1988

Series 7

Date: 3/17/1984

Current Firm

GREENFIELD FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENFIELD FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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