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MA

Mary C. Abundo

THRIVENT ADVISOR NETWORK
Redondo Beach, CA
Some features on this profile are disabled
CRD#: 1246048
MA

Professional summary

Mary C Abundo, who also goes by Mary Cajator Abundo, Mary Elizabeth Abundo, Mary Elizabeth C Abundo, Mary Elizabeth Cajator Abundo, Mary Abundo Numa, is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Redondo Beach, California and THRIVENT INVESTMENT MANAGEMENT INC. located in Minneapolis, Minnesota.

Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mary has worked at 18 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 6 and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mary Cajator Abundo | Mary Elizabeth Abundo | Mary Elizabeth C Abundo | Mary Elizabeth Cajator Abundo | Mary Abundo Numa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary C Abundo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 26, 2021 - Present

THRIVENT ADVISOR NETWORK, LLC

RIA
CRD#: 304569
Redondo Beach, CA
Current

September 19, 2024 - Present

THRIVENT INVESTMENT MANAGEMENT INC.

Office #1: 600 Portland Ave S, Minneapolis, MN 55415
RIA
BD
CRD#: 18387
Minneapolis, MN
Past

October 8, 2018 - October 7, 2021

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

July 5, 2018 - March 9, 2022

COUNTERPOINT ASSET MANAGEMENT LLC

RIA
CRD#: 164291
Redondo Beach, CA
Past

February 5, 2014 - November 20, 2017

KESTRA PRIVATE WEALTH SERVICES, LLC

RIA
CRD#: 155193
WOODLAND HILLS, CA
Past

February 4, 2014 - January 31, 2017

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
WOODLAND HILLS, CA
Past

September 13, 2012 - August 28, 2013

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
EL SEGUNDO, CA
Past

August 21, 2012 - August 28, 2013

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
EL SEGUNDO, CA
Past

October 29, 2004 - July 29, 2011

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
EL SEGUNDO, CA
Past

October 29, 2004 - August 28, 2013

CETERA ADVISORS LLC

BD
CRD#: 10299
EL SEGUNDO, CA
Past

January 29, 2004 - August 28, 2013

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

May 11, 1999 - October 7, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 11, 1998 - June 3, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 27, 1989 - November 14, 1989

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

November 14, 1988 - May 8, 1989

WORLD INVEST CORPORATION

BD
CRD#: 17223
Past

August 22, 1986 - February 18, 1987

CENTRAL SECURITIES, INC.

BD
CRD#: 17791
Past

March 24, 1986 - September 15, 1986

NIF SECURITIES, INC.

BD
CRD#: 8530
Past

March 23, 1984 - August 29, 1984

ANGELES SECURITIES CORPORATION

BD
CRD#: 8083

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013

RIA
Registered Investment Advisory firm - (7/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/26/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 5/28/2004
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/1/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/1989
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 3/22/1984
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013

RIA
Registered Investment Advisory firm - (7/24/2019 Approved)
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Contact information

Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAN FIRM BROCHURE (10/17/2025)
TAN WRAP-FEE PROGRAM BROCHURE (10/17/2025)
TAN FINANCIAL PLANNING BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts28,545
AUM (Assets Under Management)$ 6,648,306,479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THRIVENT ADVISOR NETWORK, LLC

CRD#: 304569Redondo Beach, CA

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