Richard G. Lamb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard George Lamb was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2012 - December 31, 2013
CLEAR PATH FINANCIAL GROUP, LLC
August 27, 2010 - March 27, 2012
HORNOR, TOWNSEND & KENT, LLC
November 3, 2009 - March 27, 2012
HORNOR, TOWNSEND & KENT, LLC
August 22, 2007 - October 29, 2009
VOYA FINANCIAL ADVISORS, INC.
January 12, 2005 - June 4, 2007
INVESTORS CAPITAL CORP.
April 3, 2003 - January 4, 2005
USALLIANZ SECURITIES, INC.
March 11, 1998 - April 3, 2003
INVESTORS CAPITAL CORP.
September 11, 1997 - March 10, 1998
1717 CAPITAL MANAGEMENT COMPANY
June 1, 1996 - July 18, 1996
WALNUT STREET SECURITIES, INC.
May 23, 1990 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
March 26, 1987 - October 24, 1988
MONARCH SECURITIES, INC.
June 27, 1985 - February 8, 1986
MERIDIAN INVESTMENTS, INC.
March 28, 1984 - December 27, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CLEAR PATH FINANCIAL GROUP, LLC
CRD#: 162446 / SEC#:
Contact information
Red Flags
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