Jeffrey S. Kutler

ALLSPRING FUNDS DISTRIBUTOR

Boston, MA 02210

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CRD#: 1245839

Professional summary

Jeffrey Steven Kutler is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Steven Kutler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2022 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 101 Seaport Blvd 11th Floor, Boston, MA 02210

CRD#: 133366

Boston, MA

Past

April 8, 2021 - August 18, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

WHITE PLAINS, NY

Past

July 17, 2015 - July 10, 2020

SMEAD FUNDS DISTRIBUTORS, LLC

CRD#: 173734

PORTLAND, ME

Past

June 8, 2009 - June 1, 2015

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

RICHMOND, VA

Past

May 3, 1999 - July 3, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

May 29, 1996 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

February 21, 1995 - May 7, 1996

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(7/2/2024)

New Hampshire
(7/2/2024)

Exams

State Security Law Exam

Series 63

Date: 3/1/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/29/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/5/2009

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 12/31/1992

Non-Member General Securities Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC

CRD#: 133366 / SEC#: , 8-66716

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1415 Vantage Park Drive, Charlotte, NC 28203

Mailing Address

417 E Chicago Street, Milwaukee, WI 53052

Phone number

(888) 877-9275

Established

Delaware since 07/09/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC	PARENT
GIBSON, LORI MITCHUM	CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	3070238
KENNEY, JOHN DUFF	DIRECTOR	2387755
MCKINLEY, KATHERINE SANDMAN	CHIEF LEGAL OFFICER	6807581
MONINGER, JOHN KENNETH	PRESIDENT/CHAIRMAN	2494976
WILARY, CAROLYN ANN	CHIEF COMPLIANCE OFFICER	4220513

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey S. Kutler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Steven Kutler's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

SMEAD FUNDS DISTRIBUTORS, LLC

FIRST DOMINION CAPITAL CORP.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/2016

Series 65

Date: 6/29/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/5/2009

Series 2

Date: 12/31/1992

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLSPRING FUNDS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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