Jon R. Lind
Professional summary
Jon Robert Lind JR, who also goes by Bob Lind Jr, J. Robert Lind, is a registered financial advisor currently at LIND CAPITAL PARTNERS located in Evanston, Illinois.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jon has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jon Robert Lind JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2022 - Present
LIND CAPITAL PARTNERS
Office #1: 500 Davis Center, Suite 1004, Evanston, IL 60201July 25, 2006 - April 3, 2008
DEUTSCHE BANK SECURITIES INC.
October 6, 1993 - July 6, 2006
RAYMOND JAMES & ASSOCIATES, INC.
September 4, 1990 - August 19, 1993
WELLS FARGO CLEARING SERVICES, LLC
August 11, 1987 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
August 9, 1984 - August 17, 1987
NUVEEN SECURITIES, LLC
Primary Firm SEC Registration
LIND CAPITAL PARTNERS
CRD#: 165810 / SEC#: 801-77824
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/17/2022)
(10/17/2022)
Exams
Series 8
Date: 7/29/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LIND CAPITAL PARTNERS
CRD#: 165810 / SEC#: 801-77824
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 167,064,704 |
Red Flags
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