Brian L. Stine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Lyle Stine was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1984. Brian had worked at 7 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2010 - December 4, 2012
STINE, BRIAN L.
October 18, 1990 - September 8, 1992
MORGAN STANLEY DW INC.
January 15, 1990 - November 1, 1990
LEHMAN BROTHERS INC.
November 13, 1989 - January 2, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
January 11, 1989 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
July 25, 1987 - January 1, 1989
WESTCAP GOVERNMENT SECURITIES, INC.
June 7, 1984 - January 1, 1989
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STINE, BRIAN L.
CRD#: 153946 / SEC#:
Contact information
Red Flags
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