Sharon L. Viano
Professional summary
Sharon Lynn Viano, who also goes by Sharon Lynn Henderson, Sharon Henderson, Sharon Lynn Morris, Sharon Lyunn Morris, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Bloomfield Hills, Michigan.
Sharon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Sharon has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Lynn Viano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sharon Lynn Viano's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 6001 North Adams Road, Suite 135, Bloomfield Hills, MI 48304July 15, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 6001 North Adams Road, Suite 135, Bloomfield Hills, MI 48304August 31, 2018 - July 21, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 31, 2018 - July 21, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 27, 2010 - September 27, 2018
LPL FINANCIAL LLC
April 3, 2001 - September 27, 2018
LPL FINANCIAL LLC
May 7, 1999 - March 28, 2001
PARK AVENUE SECURITIES LLC
March 3, 1998 - April 24, 1999
MEADOWBROOK SECURITIES INC.
November 6, 1996 - December 8, 1997
NYLIFE SECURITIES LLC
August 4, 1995 - October 21, 1996
MEADOWBROOK SECURITIES INC.
December 2, 1992 - February 6, 1995
MONY SECURITIES CORPORATION
January 30, 1992 - October 6, 1992
FIDELITY BROKERAGE SERVICES LLC
January 29, 1991 - February 4, 1992
WOODWARD SECURITIES CORPORATION
July 18, 1988 - January 3, 1991
MORGAN STANLEY DW INC.
June 21, 1988 - July 28, 1988
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2022)
(7/15/2022)
(7/15/2022)
(7/15/2022)
(3/1/2024)
(7/15/2022)
(7/15/2022)
(7/15/2022)
Exams
FINRA
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
