Mark A. Greenberg

WEALTH & TAX PLANNERS LLC

Walnut Creek, CA 94598

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CRD#: 1245314

Professional summary

Mark Alan Greenberg, CFP® is a registered financial advisor currently at WEALTH & TAX PLANNERS LLC located in Walnut Creek, California and PRIVATE CLIENT SERVICES, LLC located in Walnut Creek, California.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.

Question & Answer

What are your service offerings?

Education Planning

Estate Planning

Long-term Care

Investment Planning

Tax Planning

Comprehensive Financial Planni...

Social Security Planning

Insurance Planning

Retirement Income Management

Retirement Planning

Divorce Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WEALTH & TAX PLANNERS. 1777 BOTELHO DR, #103, WALNUT CREEK, CA 94596. RIA. 2) MARK GREENBERG INSURANCE AGENT. 3021 CITRUS CIRCLE, STE 200, WALNUT CREEK, CA 94598. SELL LIFE AND LONG TERM CARE INSURANCE. OWNER, ALL DUTIES-SALES, CLIENT CONTACT, FIND INSURANCE COMPANIES, ETC. 5 HRS/MO; 5 DURING TRADING HRS. 3) RENTAL PROPERTIES. 9615 LITTLETON GRIST, SAN ANTONIO, TX 78254, AND 1942 WOD THRUSH, NEW BRANUSFELS, TX 78130. THROUGH MY LIVING TRUST I OWN 2 SFH RENTAL PROPERTIES IN TEXAS. OWNER AND MANAGER. 10 HRS/MO; 0 DURING TRADING HRS. 4) RENTAL PROPERTIES. 9050 DOUBLE R BLVD, UNITS #921 AND #1124, RENO, NV 89521. THROUGH MY LIVING TRUST I OWN 2 RENTAL CONDOS IN RENO. OWNER AND MANGER. 10 HRS/MO; 0 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Greenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

May 6, 2003 - Present

WEALTH & TAX PLANNERS LLC

Office #1: 3021 Citrus Circle Suite 200, Walnut Creek, CA 94598

RIA

CRD#: 136450

Walnut Creek, CA

Current

January 3, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 3021 Citrus Circle Suite 200, Walnut Creek, CA 94598

RIA

CRD#: 120222

Walnut Creek, CA

Past

July 30, 2014 - December 31, 2021

MUTUAL SECURITIES, INC.

CRD#: 13092

Walnut Creek, CA

Past

April 1, 2005 - July 31, 2014

FINANCIAL TELESIS INC

CRD#: 31012

WALNUT CREEK, CA

Past

January 1, 2004 - April 18, 2005

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

December 17, 1992 - January 1, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

May 7, 1992 - December 31, 1992

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

June 7, 1984 - June 10, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/6/2003)

California
(1/3/2022)

Colorado
(1/3/2022)

Hawaii
(9/1/2022)

Idaho
(1/3/2022)

Nevada
(1/27/2022)

New Mexico
(1/3/2022)

New York
(1/3/2022)

Oregon
(1/3/2022)

Rhode Island
(11/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/2/1984

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 4/24/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/8/1988

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEALTH & TAX PLANNERS LLC

GREENBERG, MARK ALAN | WEALTH & TAX PLANNERS LLC | WEALTH & TAX PLANNERS

CRD#: 136450 / SEC#:

California

Registered Investment Advisory firm - (5/6/2003 Approved)

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Contact information

Main Address

3021 Citrus Circle Suite 200, Walnut Creek, CA 94598

Mailing Address

Phone number

(925) 938-4300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 65,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark A. Greenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Greenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

MUTUAL SECURITIES, INC.

FINANCIAL TELESIS INC

CETERA ADVISORS LLC

IFG NETWORK SECURITIES, INC.

PLANNED INVESTMENTS INC.

DERAND/PENNINGTON/BASS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/1998

Series 63

Date: 2/5/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

Series 6

Date: 5/2/1984

Series 22

Date: 4/24/1984

Series 24

Date: 4/8/1988

FINRA

Current Firm

WEALTH & TAX PLANNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH & TAX PLANNERS LLC

TRUST BUT VERIFY

Contact information

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