Mark A. Greenberg
Professional summary
Mark Alan Greenberg, CFP® is a registered financial advisor currently at WEALTH & TAX PLANNERS LLC located in Walnut Creek, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Greenberg's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1988
Experience
May 6, 2003 - Present
WEALTH & TAX PLANNERS LLC
Office #1: 3021 Citrus Circle Suite 200, Walnut Creek, CA 94598January 3, 2022 - December 9, 2025
PRIVATE CLIENT SERVICES, LLC
July 30, 2014 - December 31, 2021
MUTUAL SECURITIES, INC.
April 1, 2005 - July 31, 2014
FINANCIAL TELESIS INC
January 1, 2004 - April 18, 2005
CETERA ADVISORS LLC
December 17, 1992 - January 1, 2004
IFG NETWORK SECURITIES, INC.
May 7, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
June 7, 1984 - June 10, 1992
DERAND/PENNINGTON/BASS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2003)
Exams
Current Firm
WEALTH & TAX PLANNERS LLC
CRD#: 136450 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 75,000,000 |
Red Flags
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