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Anthony Nmn Cirillo

CRD# 1245191·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Nmn Cirillo was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1996 - 2016. Anthony had worked at 1 firm and has passed the Series 7A exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PRINCETON SECURITIES GROUP, LLC·CRD# 41233
BD
New York, NY
August 15, 1996 - September 6, 2016

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Current Firm

PS
PRINCETON SECURITIES GROUP, LLC

PRINCETON SECURITIES CORP. | PRINCETON SECURITIES GROUP, LLC | PRINCETON SECURITIES GROUP, INC.

CRD#: 41233 / SEC#: 8-49359
BD
Cancelled by SEC on 09/28/2017

Contact Information

Established

New Jersey since 02/01/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE REVOCABLE TRUST OF ANTHONY CIRILLOOWNER—
CIRILLO, ANTHONY NMNTRUSTEE OF THE REVOCABLE TRUST OF ANTHONY CIRILLO1245191
LOTAN, ORCFO/FINOP6458831
WILLIS, BENEDICT PATRICKOWNER/CHIEF COMPLIANCE OFFICER1261163

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7A — Floor Broker Representative Exam

Passed Sep 2003

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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