Deborah L. Quackenbush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Lois Quackenbush, who also goes by Debbie Pritchard, Deborah Quackenbush Pritchard, Debbie Quackenbush, Deborah Quackenbush Tate, Deborah Tate Tate, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1984. Deborah had worked at 9 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2012 - May 23, 2014
ALLSTATE FINANCIAL SERVICES, LLC
May 9, 2007 - May 4, 2010
WOODMEN FINANCIAL SERVICES, INC.
January 30, 2004 - January 17, 2006
FBL MARKETING SERVICES, LLC
May 18, 2001 - January 23, 2004
ALLSTATE FINANCIAL SERVICES, LLC
August 11, 1997 - May 29, 2001
BRECEK & YOUNG ADVISORS, INC.
April 17, 1996 - September 8, 1997
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 25, 1994 - April 24, 1996
WALNUT STREET SECURITIES, INC.
May 3, 1989 - October 16, 1992
MML INVESTORS SERVICES, LLC
September 14, 1987 - May 8, 1989
ROBERT W. BAIRD & CO. INCORPORATED
September 14, 1987 - May 11, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 3, 1986 - October 16, 1992
MML INVESTORS SERVICES, LLC
May 31, 1984 - May 11, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
