SB
Susan M. Berchak
KEY INVESTMENT SERVICES LLC
Middleburg Heights, OH
Some features on this profile are disabled
CRD#: 1245074
SB
Professional summary
Susan Mara Berchak, who also goes by Susan Mara Badovick, Susan Mara Egut, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Middleburg Heights, Ohio.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Susan has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Mara Badovick | Susan Mara Egut
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Mara Berchak's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Susan Mara Berchak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2019 - Present
KEY INVESTMENT SERVICES LLC
RIA
BD
CRD#: 136300
Middleburg Heights, OH
Current
January 30, 2019 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144RIA
BD
CRD#: 136300
Brooklyn, OH
Past
July 21, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
July 2, 2003 - March 9, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
WESTLAKE, OH
Past
May 1, 2002 - June 27, 2003
HARRISDIRECT LLC
BD
CRD#: 42159
JERSEY CITY, NJ
Past
December 9, 2000 - May 1, 2002
HARRIS INVESTORLINE INC.
BD
CRD#: 6362
SEATTLE, WA
Past
September 30, 1998 - December 9, 2000
HARRIS INVESTORLINE
BD
CRD#: 6580
CHICAGO, IL
Past
October 3, 1997 - September 11, 1998
KEY CLEARING CORP.
BD
CRD#: 37595
BROOKLYN, OH
Past
January 17, 1994 - October 1, 1997
HARRIS INVESTORLINE
BD
CRD#: 6580
CHICAGO, IL
Past
September 14, 1990 - January 26, 1994
SOCIETY INVESTMENTS, INC.
BD
CRD#: 17656
Past
July 23, 1990 - September 6, 1990
CARNEGIE FUND DISTRIBUTORS, INC.
BD
CRD#: 10276
CLEVELAND, OH
Past
January 24, 1989 - August 14, 1990
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2019)
RR
Alaska(1/30/2019)
RR
Arizona(1/30/2019)
RR
Arkansas(1/30/2019)
RR
California(1/30/2019)
RR
Colorado(1/30/2019)
RR
Connecticut(1/30/2019)
RR
Delaware(1/30/2019)
RR
District of Columbia(1/30/2019)
RR
Florida(1/30/2019)
RR
Georgia(1/30/2019)
RR
Hawaii(1/30/2019)
RR
Idaho(1/30/2019)
RR
Illinois(1/30/2019)
RR
Indiana(1/30/2019)
RR
Iowa(1/30/2019)
RR
Kansas(1/30/2019)
RR
Kentucky(1/30/2019)
RR
Louisiana(1/30/2019)
RR
Maine(1/30/2019)
RR
Maryland(1/30/2019)
RR
Massachusetts(1/30/2019)
RR
Michigan(1/30/2019)
RR
Minnesota(1/30/2019)
RR
Mississippi(1/30/2019)
RR
Missouri(1/30/2019)
RR
Montana(1/30/2019)
RR
Nebraska(1/30/2019)
RR
Nevada(1/30/2019)
RR
New Hampshire(1/30/2019)
RR
New Jersey(1/30/2019)
RR
New Mexico(1/30/2019)
RR
New York(1/30/2019)
RR
North Carolina(1/30/2019)
RR
North Dakota(1/30/2019)
RR
Ohio(1/30/2019)
IAR
Ohio(1/30/2019)
RR
Oklahoma(1/30/2019)
RR
Oregon(1/30/2019)
RR
Pennsylvania(1/30/2019)
RR
Rhode Island(1/30/2019)
RR
South Carolina(1/30/2019)
RR
South Dakota(1/30/2019)
RR
Tennessee(1/30/2019)
RR
Texas(1/30/2019)
RR
Utah(1/30/2019)
RR
Vermont(1/30/2019)
RR
Virginia(1/30/2019)
RR
Washington(1/30/2019)
RR
West Virginia(1/30/2019)
RR
Wisconsin(1/30/2019)
RR
Wyoming(1/30/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/3/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
