Leslie R. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Russell White, who also goes by Les White, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1984. Leslie had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2000 - December 31, 2001
HEARTLAND INVESTMENT ASSOCIATES, INC.
November 13, 1996 - June 18, 1998
NATIONAL PLANNING CORPORATION
September 22, 1993 - December 31, 1994
VOYA FINANCIAL ADVISORS, INC.
July 2, 1990 - December 31, 1991
CENTURY INVESTORS OF AMERICA, INC.
August 19, 1986 - October 12, 1988
SECURITIES AMERICA, INC.
February 7, 1985 - August 6, 1985
ALLIED GROUP SECURITIES CORPORATION
November 13, 1984 - January 4, 1985
FBL MARKETING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEARTLAND INVESTMENT ASSOCIATES, INC.
CRD#: 26974 / SEC#: , 8-42777
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
