Steven Vantine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Vantine was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 3 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2016 - July 1, 2022
ALTERNATIVE CAPITALIS, LLC
April 14, 1994 - December 1, 2016
VANTINE INVESTMENT MANAGEMENT
July 12, 1984 - March 5, 1992
FCM INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALTERNATIVE CAPITALIS, LLC
CRD#: 282775 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 228 |
| AUM (Assets Under Management) | $ 92,714,517 |
Red Flags
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