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BA

Bradley Jay Allred

CRD# 1244715·Registered 1984 - 1989
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Jay Allred was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1984 - 1989. Bradley had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

HUGHES SECURITIES, INC.·CRD# 17006
BD
September 15, 1987 - May 2, 1989
P.B. JAMESON & CO.,INC.·CRD# 15696
BD
June 25, 1987 - August 8, 1987
WARREN & BROWN ASSOCIATES, INC.·CRD# 13410
BD
July 22, 1985 - March 11, 1987
COMMONWEALTH SECURITIES OF UTAH·CRD# 14396
BD
June 14, 1984 - June 18, 1985

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Current Firm

HS
HUGHES SECURITIES, INC.

HUGCO -NOMINEE FOR HUGHES SECURITIES INC. | HUGHES SECURITIES, INC.

CRD#: 17006 / SEC#: 8-34873
BD
Terminated by FINRA on 10/23/1989

Contact Information

Established

Utah since 07/10/1985

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BA
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