Thomas C. Schock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Craig Schock was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 9 firms and has passed the Series 63, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2017 - June 13, 2017
LENANDER FINANCIAL ADVISORY, INC.
June 15, 2009 - December 31, 2010
AVANTAX INVESTMENT SERVICES, INC.
January 28, 2000 - December 31, 2002
AVANTAX INVESTMENT SERVICES, INC.
August 27, 1997 - December 31, 1999
AVANTAX INVESTMENT SERVICES, INC.
July 12, 1995 - December 15, 1995
THE VARIABLE ANNUITY MARKETING COMPANY
January 23, 1992 - July 11, 1995
AVANTAX INVESTMENT SERVICES, INC.
September 19, 1990 - October 29, 1991
MONEY CONCEPTS CAPITAL CORP
April 8, 1988 - November 8, 1988
ASSOCIATED FINANCIAL SERVICES, INC.
May 27, 1986 - December 31, 1987
MORISON SECURITIES, INC.
May 20, 1985 - October 26, 1987
FIRST INVESTMENTS OF FARGO, INC.
August 23, 1984 - September 4, 1984
METROPOLITAN SECURITIES CORPORATION
July 11, 1984 - December 26, 1984
REALCAP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LENANDER FINANCIAL ADVISORY, INC.
CRD#: 170840 / SEC#:
Contact information
Red Flags
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