Albert P. Staadecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Paul Staadecker, who also goes by Ablert Paul Staadecker, Bert Staadecker, Albert Paul Staddecker, was a registered financial advisor .
Albert is a previously registered financial advisor and started their career in finance in 1984. Albert had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2014 - July 1, 2015
SII INVESTMENTS, INC.
June 18, 2014 - July 1, 2015
SII INVESTMENTS, INC.
October 31, 2012 - June 23, 2014
NATIONWIDE SECURITIES, LLC
March 19, 2010 - January 31, 2012
MML INVESTORS SERVICES, LLC
February 11, 2009 - December 4, 2009
MML INVESTORS SERVICES, LLC
February 4, 2009 - December 4, 2009
MML INVESTORS SERVICES, LLC
June 10, 2004 - January 23, 2007
NATIONWIDE SECURITIES, LLC
July 10, 1995 - December 17, 2003
1717 CAPITAL MANAGEMENT COMPANY
April 11, 1984 - July 5, 1995
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SII INVESTMENTS, INC.
CRD#: 2225 / SEC#: 801-54935, 8-13963
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL PLANNING HOLDINGS, INC | SHAREHOLDER | |
| COLEMAN, CAREN LESLIE | VP, NPH PRODUCT AND SPONSOR RELATIONS | 4298287 |
| COLLINS, MAURA KATHRYN | SVP/CFO NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT AND CEO OF NPH | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| KALINOWSKI, DAWN MARIE | SVP, COO | 2770565 |
| KINART, TODD MICHAEL | SII PRESIDENT & CEO/DIRECTOR | 2723511 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP, FINOP & CONTROLLER | 4800775 |
| MCCALLOP, PATRICIA ANN | NPH AND SII SVP & CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP OPERATIONS | 1955960 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 9 |
Red Flags
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