JW
James L. Weimar
KESTRA ADVISORY SERVICES
Naples, FL
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CRD#: 1244693
JW
Professional summary
James Lance Weimar JR, who also goes by James Lance Weimar, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Naples, Florida and KESTRA INVESTMENT SERVICES, LLC located in Naples, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. James has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Lance Weimar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Coastline Private Wealth Management, Inc Investment Related: No Address: 5225-43 Nesconset Highway Port Jefferson Station NY 11776 Nature of Business: Other Other/None of the Above No business activities at this time Position, Title or Relationship: President Start Date: 8/4/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: No business activities at this time Business Name: Coastline wealth Management Investment Related: Yes Address: 5225-43 Nesconset Port Jefferson Station NY 11776 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: rep Start Date: 10/1/2013 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: sales and service Business Name: essential group svcs inc Investment Related: No Address: 5225-43 Nesconset Port Jefferson Station NY 11776 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 4/7/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: management and sales Business Name: essential pension svcs Investment Related: No Address: 5225-43 Nesconset Port Jefferson Station NY 11776 Nature of Business: Consulting; Insurance Position, Title or Relationship: Owner Start Date: 4/7/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: consulting and administration Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Weimar Financial Investment Related: Yes Address: 5225-43 Nesconset Highway Port Jefferson Station NY 11776 Nature of Business: Insurance Position, Title or Relationship: owner Start Date: 1/1/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sales and service
CRS (Client Relationship Summary) - RIA
Click below to view James Lance Weimar JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 1303 Main Street, Port Jefferson, NY 11777RIA
CRD#: 283330
Naples, FL
Current
January 3, 2011 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #2: 1303 Main Street, Port Jefferson, NY 11777BD
CRD#: 42046
Naples, FL
Past
December 10, 2003 - January 4, 2011
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SMITHTOWN, NY
Past
January 28, 1986 - December 4, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
February 27, 1984 - November 12, 1985
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/3/2022)
RR
California(10/30/2025)
RR
Connecticut(1/3/2011)
RR
Delaware(10/13/2023)
RR
Florida(1/3/2011)
IAR
Florida(3/8/2022)
RR
Indiana(11/2/2017)
RR
Maryland(10/30/2025)
RR
Massachusetts(1/3/2011)
RR
Nevada(1/3/2011)
RR
New Jersey(1/3/2011)
RR
New York(1/3/2011)
IAR
New York(6/22/2021)
RR
North Carolina(1/3/2011)
RR
Pennsylvania(1/3/2011)
RR
South Carolina(1/4/2011)
RR
Utah(1/3/2011)
RR
Vermont(11/19/2021)
RR
Virginia(1/17/2014)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
