Ronald D. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Duane Wheeler JR, who also goes by Ronald Jr Duane Wheeler, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1984. Ronald had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 1988 - August 25, 1988
TRI-BRADLEY INVESTMENTS
February 12, 1988 - March 7, 1988
VANDERBILT SECURITIES, INC.
June 4, 1984 - February 25, 1988
STONERIDGE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
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