Herbert S. Huesman

FAMILY WEALTH ADVISORY GROUP

FAIRFIELD, OH 45014

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CRD#: 1244633

Professional summary

Herbert Stephen Huesman is a registered financial advisor currently at FAMILY WEALTH ADVISORY GROUP, LLC located in Fairfield, Ohio.

Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Herbert has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN J. & THOMAS R. SCHIFF & CO. INC VICE-PRESIDENT, INSURANCE SALES SINCE 7/1983, NON INVESTMENT RELATED. HERBERT S. HUESMAN & ASSOCIATES INC. PRESIDENT INSURANCE SALES SINCE 1/1985 NON INVESTMENT RELATED. HERB'S CUSTOM CLUBS HOBBY/BUSIENESS, REPAIR & ASSEMBLE GOLF CLUBS ON A CUSTOM BASIS. APPROXIMATELY 1996

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Stephen Huesman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2007 - Present

FAMILY WEALTH ADVISORY GROUP, LLC

Office #1: 6200 S. Gilmore Rd, Fairfield, OH 45014

RIA

CRD#: 130595

FAIRFIELD, OH

Past

July 21, 2003 - August 6, 2007

L.M. KOHN & COMPANY

RIA

CRD#: 27913

FAIRFIELD, OH

Past

January 6, 2003 - August 6, 2007

L.M. KOHN & COMPANY

CRD#: 27913

FAIRFIELD, OH

Past

February 21, 1985 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

February 12, 1985 - January 6, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 12, 1985 - January 6, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY WEALTH ADVISORY GROUP, LLC

CRD#: 130595 / SEC#: 801-62921

RIA

Registered Investment Advisory firm - (3/23/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/9/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Current Firm

FAMILY WEALTH ADVISORY GROUP, LLC

CRD#: 130595 / SEC#: 801-62921

RIA

Registered Investment Advisory firm - (3/23/2004 Approved)

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Contact information

Main Address

7359 East Kemper Road Suite A, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 469-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 03 FIRM BROCHURE - FORM ADV PART 2A & 2B (3/18/2025)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 334,678,298

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
07/17/2023	Cover Page	Report
10/06/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Herbert S. Huesman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Stephen Huesman's CRS (Customer Relationship Summary).

Certified licenses

Experience

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

FAMILY WEALTH ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2003

Series 63

Date: 11/22/1996

Series 7

Date: 2/16/1985

Current Firm

FAMILY WEALTH ADVISORY GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAMILY WEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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