Herbert S. Huesman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Stephen Huesman was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1985. Herbert had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2007 - April 3, 2026
FAMILY WEALTH ADVISORY GROUP, LLC
July 21, 2003 - August 6, 2007
L.M. KOHN & COMPANY
January 6, 2003 - August 6, 2007
L.M. KOHN & COMPANY
February 21, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
February 12, 1985 - January 6, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 12, 1985 - January 6, 2003
OSAIC FA, INC.
Primary Firm SEC Registration
FAMILY WEALTH ADVISORY GROUP, LLC
CRD#: 130595 / SEC#: 801-62921
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAMILY WEALTH ADVISORY GROUP, LLC
CRD#: 130595 / SEC#: 801-62921
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 334,678,298 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 01/22/2025 | ||
| 07/17/2023 | ||
| 10/06/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
