Gordon W. Elder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon William Elder was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1984. Gordon had worked at 8 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2012 - December 9, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
September 14, 2012 - December 6, 2013
SECURITIES SERVICE NETWORK, LLC
February 14, 2011 - September 19, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 14, 2011 - September 19, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 24, 2009 - February 17, 2011
ONYX WEALTH ADVISORS, INC.
July 23, 2009 - February 17, 2011
CAMBRIDGE LEGACY SECURITIES L.L.C.
November 2, 2004 - July 23, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 1, 2004 - July 23, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 1, 1999 - November 9, 2004
AMERITAS INVESTMENT COMPANY, LLC
March 30, 1999 - November 9, 2004
AMERITAS INVESTMENT COMPANY, LLC
February 15, 1986 - March 18, 1999
PRUCO SECURITIES, LLC.
October 26, 1984 - February 5, 1986
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
CRD#: 149564 / SEC#: 801-69981
Contact information
Red Flags
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