GE

Gordon W. Elder

Some features on this profile are disabled
CRD#: 1244469
GE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gordon William Elder was a registered financial professional .

Gordon is a previously registered financial professional and started their career in finance in 1984. Gordon had worked at 8 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 20, 2012 - December 9, 2013

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA
CRD#: 149564
LANCASTER, CA
Past

September 14, 2012 - December 6, 2013

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
PALMDALE, CA
Past

February 14, 2011 - September 19, 2012

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
LANCASTER, CA
Past

February 14, 2011 - September 19, 2012

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
LANCASTER, CA
Past

July 24, 2009 - February 17, 2011

ONYX WEALTH ADVISORS, INC.

RIA
CRD#: 119558
DALLAS, TX
Past

July 23, 2009 - February 17, 2011

CAMBRIDGE LEGACY SECURITIES L.L.C.

BD
CRD#: 103722
LANCASTER, CA
Past

November 2, 2004 - July 23, 2009

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
LANCASTER, CA
Past

November 1, 2004 - July 23, 2009

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
LANCASTER, CA
Past

November 1, 1999 - November 9, 2004

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LANCASTER, CA
Past

March 30, 1999 - November 9, 2004

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

February 15, 1986 - March 18, 1999

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

October 26, 1984 - February 5, 1986

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


HG
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
HOUSEHOLDER GROUP | HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

CRD#: 149564 / SEC#: 801-69981

PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
8985 E. Bell Road, Scottsdale, AZ 85260
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

CRD#: 149564

TRUST BUT VERIFY

Monitor Gordon Elder

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.