Sharon A. Laws
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Ann Laws, who also goes by Sharon Ann Bolton, Sharon Ann Pilawski, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1993. Sharon had worked at 15 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2016 - June 7, 2019
FIFTH THIRD SECURITIES, INC.
July 22, 2016 - June 7, 2019
FIFTH THIRD SECURITIES, INC.
May 28, 2015 - June 23, 2016
KEY INVESTMENT SERVICES LLC
November 15, 2010 - June 16, 2015
THE HUNTINGTON INVESTMENT COMPANY
August 13, 2009 - November 16, 2010
KOVACK ADVISORS, INC.
July 27, 2009 - November 16, 2010
KOVACK SECURITIES INC.
August 21, 2008 - June 25, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 31, 2008 - May 7, 2009
LEGEND WEALTH MANAGEMENT, LLC
March 19, 2008 - June 25, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 1, 2007 - March 10, 2008
MCDONALD PARTNERS LLC
December 4, 2006 - June 4, 2007
ASSOCIATED SECURITIES CORP.
December 1, 2001 - December 5, 2006
U.S. BANCORP INVESTMENTS, INC.
May 31, 2000 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
July 15, 1998 - May 31, 2000
CONSECO SECURITIES, INC.
May 24, 1996 - July 8, 1998
LPL FINANCIAL LLC
November 10, 1993 - May 29, 1996
KEYBANC CAPITAL MARKETS INC.
Primary Firm SEC Registration
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
