DK
David A. Katz
MATRIX ASSET ADVISORS
White Plains, NY 10606
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CRD#: 1244427
DK
Professional summary
David Adam Katz is a registered financial advisor currently at MATRIX ASSET ADVISORS INC located in White Plains, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNION COLLEGE 807 Union St, Schenectady, NY 12308; NON-INVESTMENT RELATED; serving as an Adjunct Professor teaching a class on Capital Markets, Portfolio Management, and Security Analysis; September 5, 2024 - December 31, 2024; 6-10 hours a week; Zero
CRS (Client Relationship Summary) - RIA
Click below to view David Adam Katz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2021 - Present
MATRIX ASSET ADVISORS INC
Office #1: 10 Bank Street Suite 590, White Plains, NY 10606RIA
CRD#: 107408
White Plains, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MATRIX ASSET ADVISORS INC
MATRIX ASSET ADVISORS INC
CRD#: 107408 / SEC#: 801-36872
RIA
Registered Investment Advisory firm - (6/15/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/20/2021)
Exams
Current Firm
MA
MATRIX ASSET ADVISORS INC
MATRIX ASSET ADVISORS INC
CRD#: 107408 / SEC#: 801-36872
RIA
Registered Investment Advisory firm - (6/15/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Bank Street Suite 590, White Plains, NY 10606
Mailing Address
Phone number
(212) 486-2004
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 620 |
| AUM (Assets Under Management) | $ 1,192,110,082 |
Red Flags
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