Paul M. Wieseneck

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CRD#: 1244414

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Martin Wieseneck was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 5 firms and has passed the Series 65 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE FUOCO GROUP; NON-INVESTMENT RELATED BUSINESS; 772 US HIGHWAY ONE, STE. 200, NORTH PALM BEACH, FL 33408; ACCOUNTING FIRM; DIRECTOR; START DATE 07/01/2006; APPROXIMATELY 173 HOURS/MONTH, ALL DURING TRADING HOURS. TFG RISK MANAGEMENT - Insurance Agent, North Palm Beach, FL, 10 Hours/Month - All during trading hours.- Start Date: 04/2019 P.M.W., INC.; NON-INVESTMENT RELATED BUSINESS; 772 US HIGHWAY ONE, STE. 200, NORTH PALM BEACH, FL 33408; START DATE 1996; STOPPED DOING BUSINESS UNDER THIS INC 12/2016 BUT KEPT THE FRANCHISE OPEN. NO BUSINESS BEING CONDUCTED. APPROXIMATELY 0 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 13, 2017 - April 1, 2025

AUREUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 272027

NORTH PALM BEACH, FL

Past

April 15, 2016 - October 20, 2017

WIPFLI FINANCIAL ADVISORS, LLC

RIA

CRD#: 109983

North Palm Beach, FL

Past

July 9, 2003 - February 29, 2016

P.M.W., INC.

RIA

CRD#: 144558

NORTH PALM BEACH, FL

Past

August 27, 1984 - March 19, 1985

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

Past

February 24, 1984 - September 6, 1990

STATE CAPITAL MARKETS CORPORATION

CRD#: 13685

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUREUM WEALTH MANAGEMENT, LLC

AFFINITY ASSET MANAGEMENT | THE AFFINITY GROUP OF COMPANIES | TFG FINANCIAL ADVISORS, LLC | AUREUM WEALTH MANAGEMENT, LLC

CRD#: 272027 / SEC#: 801-130362

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

Florida

Registered Investment Advisory firm - (5/29/2024 Terminated)

Michigan

Registered Investment Advisory firm - (6/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 22

Date: 1/19/1984

Direct Participation Programs Representative Examination

Current Firm

AUREUM WEALTH MANAGEMENT, LLC

AFFINITY ASSET MANAGEMENT | THE AFFINITY GROUP OF COMPANIES | TFG FINANCIAL ADVISORS, LLC | AUREUM WEALTH MANAGEMENT, LLC

CRD#: 272027 / SEC#: 801-130362

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

Florida

Registered Investment Advisory firm - (5/29/2024 Terminated)

Michigan

Registered Investment Advisory firm - (6/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/29/2024 Terminated)

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Contact information

Main Address

772 Us Highway One Ste 100, North Palm Beach, FL 33408

Mailing Address

Phone number

(561) 209-1120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	765
AUM (Assets Under Management)	$ 154,484,042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul M. Wieseneck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AUREUM WEALTH MANAGEMENT, LLC

WIPFLI FINANCIAL ADVISORS, LLC

P.M.W., INC.

A.G.P. / ALLIANCE GLOBAL PARTNERS

STATE CAPITAL MARKETS CORPORATION

Primary Firm SEC Registration

AUREUM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/1998

Series 22

Date: 1/19/1984

Current Firm

AUREUM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUREUM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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