Marianne Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marianne Howard was a registered financial professional .
Marianne is a previously registered financial professional and started their career in finance in 1984. Marianne had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2013 - May 22, 2018
BLEY INVESTMENT GROUP, INC.
March 8, 2000 - January 4, 2010
CAPIS
December 17, 1992 - August 22, 1994
MISSIONSQUARE INVESTMENT SERVICES
July 28, 1988 - September 9, 1992
VANGUARD MARKETING CORPORATION
October 21, 1987 - March 7, 1988
FIDELITY DISTRIBUTORS COMPANY LLC
February 11, 1987 - October 15, 1987
FIDELITY BROKERAGE SERVICES LLC
May 28, 1986 - February 6, 1987
FIDELITY DISTRIBUTORS CORPORATION
March 13, 1984 - March 6, 1986
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLEY INVESTMENT GROUP, INC.
CRD#: 26678 / SEC#: , 8-42701
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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