Emmett B. Beard

WAVERLY ADVISORS

PEACHTREE CITY, GA 30269

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CRD#: 1244296

Professional summary

Emmett Barry Beard JR, who also goes by Chip Beard, Emmett Barry Beard, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Peachtree City, Georgia.

Emmett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Emmett has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 3 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chip Beard | Emmett Barry Beard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emmett Barry Beard JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2024 - Present

WAVERLY ADVISORS, LLC

Office #1: 525 Clubhouse Drive, Peachtree City, GA 30269

RIA

CRD#: 115332

PEACHTREE CITY, GA

Past

February 6, 2006 - August 23, 2024

DERBEND ASSET MANAGEMENT

RIA

CRD#: 124463

PEACHTREE CITY, GA

Past

July 8, 2004 - September 29, 2005

CHATHAM PARTNERS, LLC

RIA

CRD#: 131433

NASHVILLE, TN

Past

January 14, 2004 - December 31, 2005

DERBEND ASSET MANAGEMENT

RIA

CRD#: 124463

PEACHTREE CITY, GA

Past

April 17, 2001 - January 8, 2002

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

March 14, 1989 - April 25, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

Past

March 22, 1984 - March 27, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/1/2024)

IAR

Georgia
(6/24/2024)

IAR

Texas
(5/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/2/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/26/1989

National Commodity Futures Examination

Principal/Supervisory Exam

Series 8

Date: 2/10/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

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Contact information

Main Address

600 University Park Place Suite 501, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-3334

Established

Firm type

Fiscal year end

# of Employees

371

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	34,313
AUM (Assets Under Management)	$ 28,263,743,199

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
02/16/2024	Cover Page	Report
06/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emmett B. Beard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emmett Barry Beard JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

DERBEND ASSET MANAGEMENT

CHATHAM PARTNERS, LLC

DERBEND ASSET MANAGEMENT

GPC SECURITIES, INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WAVERLY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2001

Series 63

Date: 4/2/1984

Series 7

Date: 4/16/2001

Series 3

Date: 4/26/1989

Series 8

Date: 2/10/1987

Current Firm

WAVERLY ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WAVERLY ADVISORS, LLC

TRUST BUT VERIFY

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