BJ
Brian S. Jolles
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Columbia, MD 21044
Some features on this profile are disabled
CRD#: 1244218
BJ
Professional summary
Brian Stuart Jolles, ChFC®, CLU® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Columbia, Maryland.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Brian has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JOLLES INSURANCE, INC. POSITION: Insurance Agent & CEO. NATURE: Sales and service. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 03/28/2013 ADDRESS: 5052 Dorsey Hall Dr, Suite 203, Ellicott City MD 21042, United States DESCRIPTION: Offering fixed annuities, disability, health, life, property & casualty, employee benefits, and LTC. He manages the ancillary benefits and the individual life, disability and long term insurance. He receives commissions. 2)JOLLES PROPERTIES, LLC. POSITION: Partner. NATURE: The business is purely to hold the properties. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007. LOCATION: 5052 DORSEY HALL DR, SUITE 203, ELLICOTT CITY, MD, 21042. RESPONSIBILITIES: Collecting property rent and management as needed. 3)NAIFA MARYLAND. President of National Association of Insurance and Financial Advisors. Devotes approx 10 hours per month, 2 hours during trading. Started in 1/2019. This is a volunteer non-paid position. Primary responsibility is to provide leadership for the board and service in whatever areas are needed in the leadership organization. This is not investment related. Located at 191 Main Street, Suite 200, Annapolis, MD, 21401. 4) WE PROMOTE HEALTH, INC. President. This is a 501c3 Non-profit organization. This is a volunteer non-paid position. This is not investment related. Devotes approx 10 hour per month, 2 hours during trading hours. Started in 1/2010. Located at 5052 Dorsey Hall Drive, Suite 203, Ellicott City, MD, 21042. 5)Membership chair for LeTip of Howard County. This is a non-profit professional networking group. This is not investment related. Located at 5440 Vantage House Road, Columba, MD, 21044. Devotes approx. 1 hour per month, 1 hour during trading hours. Started on 4/26/1994. Volunteer non-paid position. 6) I am the President of a 501c3 Non-profit organization named We Promote Health, Inc. Located in Howard County, MD. It's mission is to promote wellness in Schools, workplaces and community.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Stuart Jolles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 31, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 10715 Little Patuxent Pkwy. Ste. 120, Columbia, MD 21044RIA
CRD#: 134139
Columbia, MD
Past
January 19, 2024 - November 4, 2025
TURNING POINT FINANCIAL
RIA
CRD#: 301282
FREDERICK, MD
Past
June 21, 2019 - January 22, 2024
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
Ellicott City, MD
Past
June 21, 2019 - January 22, 2024
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Ellicott City, MD
Past
January 29, 2019 - June 25, 2019
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
Ellicott City, MD
Past
January 29, 2019 - June 25, 2019
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
Ellicott City, MD
Past
March 28, 2013 - February 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
ELLICOTT CITY, MD
Past
March 28, 2013 - February 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
ELLICOTT CITY, MD
Past
January 4, 2007 - April 16, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
ELLICOTT CITY, MD
Past
July 7, 2004 - April 16, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
ELLICOTT CITY, MD
Past
March 24, 2000 - July 1, 2004
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
SEVERNA PARK, MD
Past
January 28, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
January 28, 1997 - March 7, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
January 1, 1994 - December 4, 1996
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
September 29, 1986 - January 28, 1988
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Past
February 23, 1984 - December 15, 1986
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(10/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
