Glenn P. Pellegrin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Paul Pellegrin was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1984. Glenn had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 1994 - December 22, 1994
G. R. PHELPS & CO., INC.
February 2, 1989 - March 31, 1994
GUARDIAN INVESTOR SERVICES LLC
October 14, 1987 - January 4, 1989
FSC SECURITIES CORPORATION
March 2, 1987 - October 23, 1987
MONY SECURITIES CORPORATION
March 1, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 1, 1984 - February 3, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
March 1, 1984 - February 13, 1987
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. R. PHELPS & CO., INC.
CRD#: 173 / SEC#: , 8-26281
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
