Mark W. Eshleman
Professional summary
Mark W Eshleman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Mark had worked at 5 firms, which includes VFINANCE INVESTMENTS INC, FLORIDA DISCOUNT SECURITIES INC., SSI SECURITIES CORP., DOMIK CORP., RLR SECURITIES GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2001 - June 20, 2005
VFINANCE INVESTMENTS, INC
July 23, 2001 - December 13, 2001
FLORIDA DISCOUNT SECURITIES, INC.
October 5, 1988 - July 25, 2001
SSI SECURITIES CORP.
November 26, 1984 - September 15, 1988
DOMIK CORP.
July 30, 1984 - December 6, 1984
SSI SECURITIES CORP.
April 11, 1984 - June 9, 1984
RLR SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
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