Robert T. Stidham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Timothy Stidham, who also goes by Tim Stidham, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 25 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 22, Series 6, Series 30 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2024 - June 29, 2026
CRESCENT SECURITIES GROUP, INC.
March 14, 2024 - August 9, 2024
AMERICAN TRUST INVESTMENT SERVICES, INC.
July 31, 2023 - March 13, 2024
AMERICAN TRUST INVESTMENT SERVICES, INC.
September 28, 2021 - May 31, 2023
COMMONGOOD SECURITIES LLC
April 17, 2018 - August 26, 2021
PFM FUND DISTRIBUTORS, INC.
June 15, 2017 - March 16, 2018
SEMPER AUGUSTUS INVESTMENTS GROUP LLC
July 31, 2014 - June 12, 2017
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 18, 2013 - July 28, 2014
MELLON INVESTMENTS CORPORATION
March 14, 2013 - July 22, 2014
BNY MELLON SECURITIES CORPORATION
August 2, 2011 - February 5, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 20, 2008 - July 13, 2011
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 22, 2007 - May 3, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
March 16, 2005 - November 8, 2006
RCM DISTRIBUTORS LLC
September 15, 2003 - June 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 3, 2002 - September 25, 2003
MUTUAL OF AMERICA SECURITIES LLC
December 3, 2002 - September 25, 2003
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
November 1, 2001 - September 3, 2002
FHN FINANCIAL SECURITIES CORP.
April 3, 2001 - November 5, 2001
PACIFIC AMERICAN SECURITIES, LLC
April 1, 1999 - February 1, 2001
PRUDENTIAL EQUITY GROUP, LLC
December 4, 1998 - April 6, 1999
WELLS FARGO CLEARING SERVICES, LLC
April 3, 1995 - December 8, 1998
PRUDENTIAL EQUITY GROUP, LLC
June 12, 1992 - May 9, 1995
UBS FINANCIAL SERVICES INC.
June 8, 1990 - June 19, 1992
MORGAN STANLEY DW INC.
July 14, 1988 - April 16, 1990
DAIWA CAPITAL MARKETS AMERICA INC.
January 1, 1988 - May 13, 1988
CAPITAL BROKERAGE CORPORATION
June 6, 1985 - April 23, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 1985 - May 28, 1985
E. F. HUTTON & COMPANY INC
April 12, 1984 - October 12, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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