Alberto B. Maghari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Bustamante Maghari, who also goes by Al Maghari, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 1984. Alberto had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2012 - August 3, 2015
QUESTAR ASSET MANAGEMENT, INC.
December 14, 2012 - August 3, 2015
QUESTAR CAPITAL CORPORATION
May 30, 2008 - December 19, 2012
FIRST ALLIED SECURITIES, INC.
January 1, 2007 - December 20, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
August 4, 1997 - January 1, 2007
FFP ADVISORY SERVICES INC
May 27, 1997 - May 30, 2008
FFP SECURITIES, INC.
July 1, 1996 - June 3, 1997
WMA SECURITIES, INC.
May 30, 1992 - July 11, 1996
BA INVESTMENT SERVICES, INC.
March 30, 1988 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
March 15, 1984 - April 15, 1988
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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