Jerry L. Weideman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Weideman was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1984. Jerry had worked at 5 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2010 - December 31, 2023
KOVACK SECURITIES INC.
September 20, 2005 - August 6, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 16, 2000 - September 20, 2005
CAP PRO BROKERAGE SERVICES, INC.
November 1, 1995 - November 15, 2000
FFP SECURITIES, INC.
March 12, 1984 - August 10, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
