Herbert G. May
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert George May III, who also goes by Herbert George May, was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1984. Herbert had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
February 25, 2005 - January 7, 2008
NATIONAL PLANNING CORPORATION
January 3, 2002 - February 12, 2020
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 1, 1994 - December 31, 2004
NATIONAL PLANNING CORPORATION
May 4, 1989 - July 15, 1994
FIDELITY BROKERAGE SERVICES LLC
May 28, 1987 - April 9, 1990
MONARCH FINANCIAL SERVICES, INC.
March 28, 1984 - June 11, 1987
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
CURIAN CAPITAL, LLC
CRD#: 120270 / SEC#: 801-61122
Contact information
Red Flags
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