Alfred T. Costantino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Thomas Costantino JR, who also goes by Costantino (jr) Thomas Alfred Thomas Jr, (jr) Thomas Costantino Jr, Alfred Thomas Costantino, Freddy Costantino, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1984. Alfred had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2005 - January 14, 2019
JEFFERIES LLC
January 7, 2005 - August 15, 2005
FHN FINANCIAL SECURITIES CORP.
December 23, 1996 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 7, 1995 - December 13, 1996
TUCKER ANTHONY INCORPORATED
April 30, 1991 - July 28, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
April 11, 1991 - April 30, 1991
MABON, NUGENT & CO.
June 22, 1989 - March 11, 1991
NEW JAPAN SECURITIES INTERNATIONAL INC.
December 21, 1988 - June 6, 1989
QUADREX SECURITIES CORPORATION
October 5, 1988 - January 27, 1989
MCG PORTFOLIO MANAGEMENT CORP.
August 6, 1986 - January 30, 1988
DAIWA CAPITAL MARKETS AMERICA INC.
February 24, 1984 - July 31, 1986
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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