Harlan J. Moeckler
Professional summary
Harlan Jay Moeckler is a registered financial professional currently at TRADELINK SECURITIES, LLC located in Chicago, Illinois.
Harlan is registered as a RR (Registered Representative) and started their career in finance in 1984. Harlan has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 15, Series 5, Series 7, Series 27, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harlan Jay Moeckler's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2006 - Present
TRADELINK SECURITIES, LLC
Office #1: 71 S. Wacker Dr Suite 1900, Chicago, IL 60606Office #2: New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132June 27, 2006 - November 1, 2013
TRADELINK L.L.C.
May 28, 2002 - June 30, 2006
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 5, 2000 - April 17, 2002
HSBC SECURITIES (USA) INC.
February 11, 1996 - January 10, 2000
DB ALEX. BROWN LLC
November 30, 1993 - January 31, 1996
JPMSI
February 18, 1989 - September 17, 1993
LEHMAN BROTHERS INC.
April 18, 1984 - November 8, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 15
Date: 3/5/1990
Foreign Currency Options ExaminationSeries 5
Date: 5/14/1987
Interest Rate Options ExaminationSeries 8
Date: 11/12/1987
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
TRADELINK SECURITIES, LLC
CRD#: 131341 / SEC#: , 8-66452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIPLETAIL CAPITAL MANAGEMENT LP | OWNER | |
| FELDBERG, MARK | CHAIRMAN | 4290985 |
| FELDBERG, MARK | MANAGER (OF TLS ADVISORS LLC) | 4290985 |
| LIDEL, JENNIFER ANN | PRESIDENT & PRINCIPAL OPERATIONS OFFICER | 2898591 |
| MOECKLER, HARLAN JAY | CFO-FINOP AND PRINCIPAL FINANCIAL OFFICER | 1243848 |
| REGAS, TERRY JOHN | CHIEF COMPLIANCE OFFICER-CROP/SROP | 2258786 |
| TLS ADVISORS LLC | MANAGER |
Disclosures
| Regulatory Event | 5 |
Red Flags
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