Gaye Clarke Lampert
Professional summary
Gaye Clarke Lampert, who also goes by Gaye Susan Bjornson, Gaye Bjornson, Gaye B. Clarke Mrs, Gaye Bjornson Clarke, Gaye Clarke, Gaye Clarke Lambert, Gaye Bjornson Lampert, is a registered financial advisor currently at HARVEST FINANCIAL ADVISORS, LLC located in Naples, Florida.
Gaye is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gaye has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gaye Clarke Lampert's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2021 - Present
HARVEST FINANCIAL ADVISORS, LLC
February 17, 2005 - November 5, 2007
NWF ADVISORY SERVICES INC
February 15, 2005 - July 2, 2007
OSAIC WEALTH, INC.
February 15, 2005 - July 2, 2007
OSAIC WEALTH, INC.
September 5, 2002 - February 17, 2005
PGIM INVESTMENTS LLC
August 15, 2002 - February 17, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 27, 2001 - July 12, 2002
DEUTSCHE BANK SECURITIES INC.
April 11, 2001 - July 12, 2002
DEUTSCHE BANK SECURITIES INC.
August 18, 2000 - March 30, 2001
HALBERT, HARGROVE & CO.
July 1, 1996 - January 4, 1999
CIBC WORLD MARKETS CORP.
September 6, 1990 - June 18, 1996
PRUDENTIAL EQUITY GROUP, LLC
November 19, 1989 - September 11, 1990
OSAIC WEALTH, INC.
May 31, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 22, 1984 - February 7, 1990
INTEGRATED RESOURCES MARKETING, INC.
Primary Firm SEC Registration
HARVEST FINANCIAL ADVISORS, LLC
CRD#: 145552 / SEC#: 801-68507
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/6/2021)
Exams
Current Firm
HARVEST FINANCIAL ADVISORS, LLC
CRD#: 145552 / SEC#: 801-68507
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 582,622,483 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/16/2024 | ||
| 10/23/2023 | ||
| 01/18/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
