William G. Barham

ORCA INVESTMENT MANAGEMENT

LAKE OSWEGO, OR 97035

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CRD#: 12438

Professional summary

William George Barham, who also goes by Bill Barham, is a registered financial advisor currently at ORCA INVESTMENT MANAGEMENT, LLC located in Lake Oswego, Oregon.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. William has worked at 4 firms and has passed the Series 65, Series 55, Series 1, F04 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Barham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William George Barham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2013 - Present

ORCA INVESTMENT MANAGEMENT, LLC

Office #1: 6 Centerpointe Drive Suite 300, Lake Oswego, OR 97035

RIA

CRD#: 144377

LAKE OSWEGO, OR

Past

June 30, 1982 - January 7, 2013

BANE BARHAM & HOLLOWAY ASSETS MANAGEMENT INC

RIA

CRD#: 110337

WILSONVILLE, OR

Past

November 16, 1972 - November 12, 2009

DAUGHERTY, COLE INC.

CRD#: 1587

WILSONVILLE, OR

Past

February 18, 1970 - December 27, 1972

GRIFFON MAY, INC.

CRD#: 1378

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORCA INVESTMENT MANAGEMENT, LLC

CYGNUS CAPITAL LLC | ORCA INVESTMENT MANAGEMENT, LLC

CRD#: 144377 / SEC#: 801-68050

RIA

Registered Investment Advisory firm - (6/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/7/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 55

Date: 4/28/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 1

Date: 2/13/1970

Registered Representative Examination

Principal/Supervisory Exam

F04

Date: 4/9/1974

Financial Principal Examination

Principal/Supervisory Exam

Series 00

Date: 4/13/1973

General Securities Principal Examination

Current Firm

ORCA INVESTMENT MANAGEMENT, LLC

CYGNUS CAPITAL LLC | ORCA INVESTMENT MANAGEMENT, LLC

CRD#: 144377 / SEC#: 801-68050

RIA

Registered Investment Advisory firm - (6/25/2007 Approved)

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Contact information

Main Address

6 Centerpointe Drive Suite 300, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 582-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - 5/20/2024 UPDATE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	589
AUM (Assets Under Management)	$ 183,418,412

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William G. Barham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William George Barham's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANE BARHAM & HOLLOWAY ASSETS MANAGEMENT INC

DAUGHERTY, COLE INC.

GRIFFON MAY, INC.

Primary Firm SEC Registration

ORCA INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/1993

Series 55

Date: 4/28/2000

Series 1

Date: 2/13/1970

F04

Date: 4/9/1974

Series 00

Date: 4/13/1973

Current Firm

ORCA INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORCA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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