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AM

Alan J. Meyers

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CRD#: 1243547
AM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alan Jerome Meyers JR, who also goes by Jerry Meyers, was a registered financial professional .

Alan is a previously registered financial professional and started their career in finance in 1984. Alan had worked at 4 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerry Meyers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 10, 1989 - April 5, 1989

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
Past

September 27, 1988 - January 3, 1989

BRENNAN ROSS SECURITIES, INC.

BD
CRD#: 18363
Past

March 12, 1987 - October 5, 1988

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
Past

August 13, 1984 - December 17, 1984

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
Past

March 22, 1984 - August 13, 1984

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/5/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


TS
THE STUART-JAMES COMPANY, INCORPORATED
CHELSEA SECURITIES CORP | THE STUART-JAMES COMPANY, INCORPORATED | THE STUART-JAMES COMPANY, INC.

CRD#: 11691 / SEC#: , 8-26610

BD
Cancelled by FINRA on 03/24/1992
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 03/20/1981
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

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