Jonathan P. Souza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Paul Souza was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1984. Jonathan had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2018 - October 19, 2021
EVERLAKE DISTRIBUTORS, LLC
February 11, 2010 - May 15, 2018
ALLSTATE FINANCIAL SERVICES, LLC
August 13, 2009 - December 31, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
December 3, 2008 - June 9, 2009
ALLSTATE FINANCIAL ADVISORS, LLC
January 11, 2001 - June 8, 2009
ALLSTATE FINANCIAL SERVICES, LLC
January 31, 2000 - January 5, 2001
PRUCO SECURITIES, LLC.
July 17, 1997 - August 20, 1999
INVEST FINANCIAL CORPORATION
January 4, 1996 - July 24, 1997
UMB FINANCIAL SERVICES, INC.
March 22, 1984 - January 3, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
