Thomas J. Bobowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Bobowski was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2007 - August 29, 2014
FINANCIAL TELESIS INC
October 31, 2007 - August 29, 2014
FINANCIAL TELESIS INC
May 9, 2005 - November 6, 2007
PRINCIPAL SECURITIES, INC.
March 28, 2005 - November 6, 2007
PRINCIPAL SECURITIES, INC.
January 15, 1997 - May 4, 2001
WMA SECURITIES, INC.
November 9, 1993 - February 21, 1996
OSAIC FS, INC.
October 31, 1991 - September 29, 1993
PRUCO SECURITIES, LLC.
June 29, 1989 - October 1, 1991
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
August 13, 1984 - August 11, 1987
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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