Ronald Williford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Williford, who also goes by Ron Williford, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1984. Ronald had worked at 13 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2008 - December 15, 2017
ALLSTATE FINANCIAL SERVICES, LLC
May 6, 2003 - January 29, 2008
ALLSTATE FINANCIAL SERVICES, LLC
August 23, 2002 - May 23, 2003
WRP INVESTMENTS, INC.
September 24, 2001 - June 24, 2002
BRECEK & YOUNG ADVISORS, INC.
February 27, 2001 - September 12, 2001
PRIME CAPITAL SERVICES, INC.
October 3, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
March 2, 2000 - October 9, 2000
PRIME CAPITAL SERVICES, INC.
April 6, 1990 - February 25, 2000
CITISTREET EQUITIES LLC
August 11, 1989 - June 8, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 11, 1989 - June 8, 1990
SIGNATOR INVESTORS, INC.
January 17, 1989 - June 24, 1989
PAMCO SECURITIES AND INSURANCE SERVICES
May 19, 1987 - January 19, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
September 12, 1985 - June 24, 1987
FORESTERS FINANCIAL SERVICES, INC.
January 29, 1985 - July 9, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 17, 1984 - December 5, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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