Deborah F. Wiggin

WIGGIN FINANCIAL SERVICES

Fort Lauderdale, FL 33301

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CRD#: 1243390

Professional summary

Deborah Ferreira Wiggin, CFP® is a registered financial advisor currently at WIGGIN FINANCIAL SERVICES located in Fort Lauderdale, Florida.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Deborah has worked at 6 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Ferreira Wiggin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

December 14, 2009 - Present

WIGGIN FINANCIAL SERVICES

Office #1: 101 Ne 3rd Avenue Suite 1500, Fort Lauderdale, FL 33301Office #3: 1095 Evergreen Circle Suite 452, The Woodlands, TX 77380

RIA

CRD#: 151596

Fort Lauderdale, FL

Past

April 30, 2018 - May 10, 2018

WINSTON & COMPANY, INC.

RIA

CRD#: 141514

Ft. Lauderdale, FL

Past

July 10, 1995 - August 29, 1997

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 3, 1995 - December 31, 2009

MILLER WIGGIN & ASSOCIATES, INC.

RIA

CRD#: 144274

FORT LAUDERDALE, FL

Past

June 23, 1994 - July 10, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 1, 1993 - June 28, 1994

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

April 23, 1987 - November 13, 1991

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/14/2009)

IAR

Texas
(9/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 4/22/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WIGGIN FINANCIAL SERVICES

WIGGIN FINANCIAL PLANNING , P.A. | WIGGIN FINANCIAL SERVICES

CRD#: 151596 / SEC#:

Florida

Registered Investment Advisory firm - (12/14/2009 Approved)

Texas

Registered Investment Advisory firm - (10/7/2020 Approved)

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Contact information

Main Address

101 Ne 3rd Avenue Suite 1500, Fort Lauderdale, FL 33301

Mailing Address

Phone number

(954) 390-6191

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 10,294,668

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Deborah F. Wiggin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Ferreira Wiggin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WIGGIN FINANCIAL SERVICES

WINSTON & COMPANY, INC.

FSC SECURITIES CORPORATION

MILLER WIGGIN & ASSOCIATES, INC.

OSAIC WEALTH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 6

Date: 4/22/1987

Current Firm

WIGGIN FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WIGGIN FINANCIAL SERVICES

TRUST BUT VERIFY

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