Daniel R. Mythen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Richard Mythen, who also goes by Dan Richard Mythen, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1984. Daniel had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2021 - March 3, 2022
THE LEADERS GROUP, INC.
March 14, 2013 - September 9, 2020
THE LEADERS GROUP, INC.
January 18, 2011 - November 8, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
October 11, 2007 - August 5, 2010
PACIFIC SELECT DISTRIBUTORS, LLC
November 26, 2004 - October 1, 2007
SLD AMERICA EQUITIES, INC.
May 6, 2003 - November 18, 2004
VP DISTRIBUTORS LLC
July 20, 2001 - June 5, 2003
WS GRIFFITH SECURITIES, INC.
September 9, 1998 - May 23, 2001
UBS FINANCIAL SERVICES INC.
July 3, 1996 - June 30, 1998
EQUITABLE DISTRIBUTORS, LLC
October 18, 1994 - December 8, 1995
OCC DISTRIBUTORS LLC
August 2, 1993 - April 7, 1994
MFS FUND DISTRIBUTORS, INC.
February 14, 1989 - April 7, 1994
MFS FINANCIAL SERVICES, INC.
May 30, 1984 - May 27, 1986
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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