John W. Dillemuth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Dillemuth, who also goes by Jack Dillemuth, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 11 firms and has passed the SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2015 - November 1, 2016
FORESTERS EQUITY SERVICES, INC.
October 15, 2014 - December 16, 2014
KOVACK SECURITIES INC.
April 29, 2005 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
January 1, 2004 - May 3, 2005
CETERA FINANCIAL SPECIALISTS LLC
December 1, 1997 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
September 23, 1994 - January 7, 2008
CONNECTICUT INVESTMENT MANAGEMENT
November 12, 1991 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
January 4, 1991 - August 23, 1991
MML INVESTORS SERVICES, LLC
August 1, 1988 - November 6, 1990
MAIN STREET MANAGEMENT COMPANY
July 7, 1986 - August 9, 1988
LINSCO FINANCIAL GROUP, INC.
July 10, 1984 - July 22, 1986
WASHINGTON NATIONAL EQUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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