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Thomas Chandler Hanscome

CRD# 1243201·Registered 1984 - 2011
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Chandler Hanscome, who also goes by Thomas C Hanscome, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1984 - 2011. Thomas had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas C Hanscome

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

CAPITAL GROWTH RESOURCES·CRD# 7779
BD
El Cajon, CA
May 23, 2008 - November 2, 2011
FINANCIAL WEST GROUP·CRD# 16668
BD
Reno, NV
February 5, 1996 - July 16, 1996
MEWBOURNE SECURITIES, INC.·CRD# 25979
BD
Tyler, TX
February 28, 1995 - February 21, 1996
CONSOLIDATED INVESTMENT SERVICES, INC.·CRD# 7929
BD
Littleton, CO
February 21, 1991 - December 1, 1994
COINBASE CAPITAL MARKETS CORP·CRD# 10722
BD
New York, NY
September 23, 1988 - June 5, 1989
CHELSEA SECURITIES, INC.·CRD# 16821
BD
February 25, 1988 - September 24, 1988
FIRST MERCHANTS ENTERPRISES, INC.·CRD# 13527
BD
October 18, 1984 - March 24, 1986
GIBSON, REED & KURTIS A SECURITIES CORPORATION·CRD# 14095
BD
February 28, 1984 - September 18, 1984

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Current Firm

CG
CAPITAL GROWTH RESOURCES

CAPITAL GROWTH RESOURCES

CRD#: 7779 / SEC#: 8-26590
BD
Terminated by SEC on 01/01/2012

Contact Information

Established

California since 01/26/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL GROWTH PLANNING, INC.SOLE SHAREHOLDER/OWNER—
MILLER, WALTER IRWINCHIEF EXECUTIVE OFFICER335720
RACH, LYNNE MARIECHIEF COMPLIANCE OFFICER1723996

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2008About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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